New Directions for Agriculture in Reducing Poverty

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Developing Smallholder Agricultue: A Global Perspective - R.L. Tinsley



Perhaps I am breeching the etiquette  of the forum but hopefully my inputs over 
the duration will justify the breech.  However, I thought you might like to 
know where this voice echoing out of the mountains was coming from. I apologize 
for any who are offended by this action.





Developing Smallholder 

Agriculture

 

- A GLOBAL PERSPECTIVE -

 

 

 

By Richard L. Tinsley

AgBé ; 2004, 450 pages, 24 Tables, 30 Figures, 30 Graphs, 70 Photos, 25 Boxes.  
US $ 39.

 

 



This book presents a synthesis of nearly three decades of work with smallholder 
producers and their communities.   It takes the farming systems work of the 
1980s and 1990s a step further, and pays particular attention to those factors 
and issues that have proven to constrain agricultural development in developing 
economies. 

 

Developing Smallholder Agriculture is thus a very practical book. As a 
synthesis of experience from countries in Asia, Africa and the Middle East, the 
book is not specific to any country.  However, most readers should be able to 
quickly relate the subjects to their country. The photographs and other 
illustrations, which give examples from many different countries, help this.

 

Much of the information contained in this book is derived from unpublished 
project reports. In many ways the book presents lessons learned from farming 
systems programs as they developed and evolved over the last three decades.  
The book carefully reviews the hypotheses on which most assistance to 
smallholders has been based; that is, that smallholders' failure to fully 
exploit their physical environment was the result of limited motivation, and a 
desire to minimize risks by delaying crop establishment until more assured 
climatic conditions prevailed.  It replaces this notion with an appreciation 
for the limited resources smallholders have at their disposal to manage their 
land which often results in a six to eight week extended crop establishment and 
low yields.

 

For this reason the book concentrates less on the agronomy and soil science of 
the author's professional background, but more on the various factors that 
impinge on the farmers' ability to implement more productive crop husbandry.  
In so doing, the book promotes looking beyond technology and development. 
Dissemination concentrates on the supporting services that smallholders need to 
enable them to enhance their crop management.  It emphasizes the importance of 
village-level, private micro-enterprises as a cost-effective means of assisting 
smallholders, and questions the potential of governments and public sector 
institutions in providing these support services.

 

The book's perspective is that of a technical assistance advisor working 
through host country clients, for the ultimate benefit of the smallholder 
producer.  As such, it addresses many of the stereotype ideas that advisors 
confront when working with host institutions. 

 

Developing Smallholder Agriculture is one of the few books that directly 
addresses practical problems in the overall context of the socio-economic, 
political and technical environment of the smallholder.  Forging links between 
different subjects and disciplines creates a holistic approach.  The book uses 
both a scientific and a practical approach, and a specialized and a general 
point of view. 

 

The book is aimed at a wide readership: depending on the background and 
interests of the reader, different chapters can be used as a textbook for 
students, a handbook for extension workers and consultants, and a resource book 
for development practitioners, researchers and policy makers.  It is 
sufficiently technical for the agricultural scientist as well as being 
sufficiently general for decision-makers and specialists in related fields.

 

 

 

 

 

 

 

 

 

 

 

About the Author
 

Dr. Dick Tinsley is an emeritus professor of Colorado State University who 
spent his entire career as a technical advisor to smallholder development 
projects.  He worked for long periods in Vietnam, Philippines, Sri Lanka, 
Egypt, Malawi, Thailand, and Tanzania.  He also participated in short-term 
assignments to Pakistan, Zambia, Ivory Coast and Iraq.  In addition, he 
contributed to a farming systems research and development guidebook.  

In all of these assignments he was deeply involved with smallholder farming 
communities, extensive informal interviewing of farmers, and facilitating off 
and on-farm research programs.  He currently teaches a class in agricultural 
development at Colorado State University and does short-term consulting. 

 

The permanent address of the author is: Soil and Crop Science Department, 
Colorado State University, Fort Collins, USA; 

E-mail: <address removed>





CONTENTS

 



1. Characteristics of Smallholder Producers

This Chapter introduces smallholders as individual entrepreneurs, who despite 
limited education, are skilled practitioners of agronomy.  They are usually 
constrained by circumstances outside their control and have limited resources 
such as labor.  This results in prolonged crop establishment that limits their 
prospects for adopting time sensitive innovations.  The Chapter develops the 
concept of financially-suppressed economies, and how this impacts on farm 
management.

 

2. Determinants of Smallholder Systems

This Chapter reviews the physical, economic, social and biological determinants 
of farming systems; how they interact, in terms of what can be produced; what 
is produced; how well it is produced; and who has control over the means of 
production.  It ends with a discussion of rainfall variability and the extent 
it can be used as a planning tool. A case study of rain-fed rice in the 
Philippines is given.

 

3. The Role of Land Tenure

This Chapter evaluates land tenure including ownership, cash rent, share rent, 
customary, communal, landlessness, etc, and how this impacts on crop production 
and prospects for long-term investments in protecting natural resources.  The 
Chapter also examines the relative well-being of estate workers and independent 
smallholders.  

 

4. Support for Smallholders

A major Chapter that looks at both private and public sector support services.  
It contents that the private sector is more effective, while big parastatal 
companies and corporative societies are usually detrimental to smallholder 
production, because of high overheads.  The Chapter divides the private sector 
into small, family-based village enterprises that are in direct contact with 
the farmers, and large corporate enterprises that eventually process and 
distribute the produce.  Case studies are from Malawi for the public sector and 
from Nepal for the private sector. 

 

5. Technology Transfer

This Chapter contents that extension efforts are now more an instrument of 
government policy aimed at supporting a suppressed price policy than a program 
to promote farmers' well-being. The Chapter looks at how much information is 
actually flowing through informal channels and how this can be enhanced.  A 
discussion of integration, and how both innovations and the farming environment 
can be adjusted to make the innovations more acceptable to farmers, is offered.

 

6. Sustainability of Smallholders Systems

This Chapter takes a developing world definition of sustainability as "the need 
to balance food security with environmental protection".  The chapter reviews 
the trade-offs between the power required to protect the natural resources and 
the fossil energy based inputs to assure a commercial yield.  A next section 
looks at the issues surrounding nutrient cycling, composting, etc.  It 
evaluates the ratio of the land from which nutrients must be collected to that 
on which they need to be applied to obtain sustainable yields.  The final 
section looks at the use and abuse of insecticides.  Examples are from India, 
Vietnam, and Thailand.                      



7. The Role of Mechanization

This Chapter emphasizes the importance of mechanization in providing farmers 
with the necessary resources to cultivate enough land in a timely manner.  The 
emphasis is on privately owned contract mechanization versus direct ownership.  
Also discussed is how the smallholder environment reduces the equipment's 
efficiency because of excessive turning in small fields. Private contract 
mechanization is discussed for land preparation in Egypt, Pakistan, and Iraq.  

 

8. Irrigation Development

This Chapter looks at how irrigation can be provided to smallholders through 
large schemes: Egypt and Pakistan are the main example. It looks at pragmatic 
issues such as the minimum amounts of water needed to push a wetting front 
across a field; at water depletion; and the substantial period between crops in 
which little irrigation water is used. The emphasis is on bottom-up planning as 
an effective management tool.  

 

9. Practicalities of Smallholder Farming

A Chapter discussing various concerns for those assisting smallholders. Items 
discussed are: casual crop management, certified and hybrid seed versus 
retained seed, soybeans, intercropping, soil testing, impact of HIV/AIDS, etc.

 

10. Assisting Smallholders

A summarizing Chapter that looks at the impact of various factors on developing 
projects aimed at assisting smallholders.  It focuses on smallholders as 
individual entrepreneurs that are more restricted by labor and other shortages 
than knowledge or motivation.  The Chapter reviews how projects might 
concentrate more on off-farm support services than on technology development 
and promotion, and the mechanism to effectively do so.

 



New Book 

on

Agricultural Development

 

 

Developing Smallholder 

Agriculture

 

- A GLOBAL PERSPECTIVE -

 

 

 

 

 

 

 

 

 

 

 

 

Richard L. Tinsley

 

     
      
 



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      Phone/Fax:++32-2-687.33.76 

      E-mail: <address removed>
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Please visit dfid-agriculture-consultation.nri.org.